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基于文言分析的乌台诗案前后苏轼心理变化研究——从心理语义和人格特征的角度
其他题名A study on the psychological changes of Su Shi before and after the Wutai Poetry Case based on Classical Chinese analysis——from the perspective of psychological semantics and personality traits
马锐
导师朱廷劭
2021-07
摘要中国有着悠久的文明史,苏轼是中国家喻户晓的历史文化名人,挖掘苏轼的心理特点,探究其心理与社会历史的关系,能够加深对苏轼作出的历史贡献的认识和理解。 “乌台诗案”是苏轼一生的转折点,也是非常重要的历史事件。以往有研究分析“乌台诗案”对苏轼的政治态度、创作风格、性格思想等方面的影响,方法大多是从其诗文作品中寻章摘句,推论其变化,但对作品的解读难免陷入主观化,容易将苏轼套入刻板印象的标签中去。运用心理学的研究方法,量化苏轼在重大挫折事件下的心理特点,用更客观的数据结合史料记载,解读他深层的心理,呈现一个立体的苏轼,是本文要解决的主要问题。 随着大数据时代的来临,心理学的研究方法也随之丰富。中国科学院心理研究所计算网络心理实验室基于简体中文版 SC-LIWC 构建了用于古汉语文本分析的 CC-LIWC,克服了文言文分词、一词多义的诸多困难,经过效度检验,CC-LIWC 具备文言文本心理语义分析的有效性。本文使用 CC-LIWC 对《苏轼集》中的文言作品进行语词计量文本分析,数字化呈现苏轼的心理语义变化。 依据史料记载将苏轼生平分为四个阶段,乌台诗案是其中的重要节点。对《苏轼集》中的作品进行断代,归属于相应阶段。不同的研究目的,取用不同阶段的文言作品作为样本,运行 CC-LIWC 计算词频,再对词频数据进行统计学分析,量化统计结果的心理学涵义。 在研究一中,对乌台诗案前后两组样本进行词频统计,通过非参数检验得到13 个词类的词频具有显著差异。与乌台诗案前的数据相比,乌台诗案后苏轼的心理语义特征表现出心无外物、关注当下、出离烦恼等佛老智慧,证明苏轼在贬谪黄州时期是更崇尚佛道修行的。 研究二选取《苏轼集》中儒、佛、道三教思想的代表性关键词,计算关键词在苏轼四个人生阶段样本中的词频,进行历时性变化分析。结果发现,佛教关键词显示出整体上升的趋势;道教关键词的词频水平较低;儒家关键词词频在两个贬谪期呈现明显的低谷,两个任职期形成高峰,总体水平高于佛家和道家。 研究三着眼于考察乌台诗案前后两段任职时期,苏轼在个人关切词上心理语义的变化。个人关切词 6 个子类词频统计的结果显示,工作词、娱乐词、金钱词和死亡词具有前后显著差异。其中,工作词词频在乌台诗案后的任职期内显著提高(p<0.05),娱乐词词频降低(p<0.05),这与史料记载苏轼起复后的工作状态相吻合。 研究四使用中国科学院心理研究所计算网络心理实验室邢付贵等人,基于CC-LIWC 词频数据和迁移学习的方法训练出的大五人格预测模型,将乌台诗案前后两组词频数据代入模型,得到两组大五人格预测分数。结果显示,尽责性的预测分数在乌台诗案后有较大提高,且呈现出很高水平;开放性特质于乌台诗案前后都处于较高水平;宜人性的预测分数前后没有变化,都属于较高水平。这一预测结果与苏轼的大众形象较为吻合,且乌台诗案发生后呈现的变化,能够反映出苏轼二度入仕时期工作上的尽忠职守。 四项研究,CC-LIWC 词频计量结合统计学方法,提供了一个可量化、可回溯、可验证的数据结果,证明苏轼在家国抱负和宗教修行的倾向性上是因时而异的,绝非在乌台诗案后一味避世。而人格预测模型的数据结果,则直观展示了苏轼的人格特质,也印证了苏轼留给后人一贯的良好印象。
其他摘要China has a long history of civilization. Su Shi was a well-known historical and cultural celebrity in China. Exploring Su Shi’s psychological characteristics and exploring the relationship between his psychology and social history can deepen the understanding of Su Shi’s historical contributions. The Wutai Poetry Case(hereinafter referred to as WPC) was a turning point in Su Shi’s life, and it was also a very important historical event. In the past, there have been studies and analysis of the influence of the WPC on Su Shi’s political attitude, creative style, character and thought, etc. The methods are mostly to extract chapters and sentences from his poems and infer the Su Shi’s changes, but the interpretation of the works is inevitably falling into subjectivization ,it’s easy to put Su Shi into the stereotype. Using psychological research methods, quantifying Su Shi’s psychological characteristics under WPC setbacks, using more objective data combined with historical records, interpreting his deep psychological level, and presenting a stereoscopic Su Shi are the main problems to be solved in this paper. With the advent of the era of big data, psychology research methods have also been enriched. The Computational CyberPsychology Lab of the Institute of Psychology, Chinese Academy of Sciences constructed the CC-LIWC for ancient Chinese text analysis based on the simplified Chinese version of SC-LIWC, which overcomes many difficulties in classical Chinese word segmentation and polysemy. After the validity test, CC-LIWC has the effectiveness of psycho-semantic analysis of classical Chinese texts. This paper uses CC-LIWC to analyze the verbal text of the classical Chinese works in “Su Shi Collection”, and digitally presents Su Shi’s psycho-semantic changes. According to historical records, Su Shi’s life is divided into four stages, and the WPC is an important node. Dating the works in ”Su Shi Collection” belongs to the corresponding stage. For different research purposes, using classical Chinese works of different stages as samples, running CC-LIWC to calculate word frequency, and then statistically analyzing the word frequency data to quantify the psychological meaning of the statistical results.In study one, the two groups of samples before and after the WPC were counted on word frequency, and the word frequencies of 13 categories were found to have significant differences through non-parametric tests. Compared with the data before the WPC, Su Shi’s psychological and semantic characteristics after the WPC showed the wisdom of Buddhism such as being free of foreign objects, paying attention to the present, and leaving troubles, which proves that Su Shi was more advocating Buddhism during the relegation to Huangzhou. In the second study, representative keywords of Confucianism, Buddhism, andTaoism were selected, and the word frequency of the keywords in the samples of Su Shi’s four life stages was calculated and analyzed over time. The results showed that the Buddhist keywords showed an overall upward trend, the Taoist keywords had a low frequency level, and the Confucian keyword frequency showed a clear trough during the two relegation periods. The two reign periods formed a peak, and the overall level was higher than that of the Buddhist and Taoist keywords.Study 3 focuses on the changes in the psychological semantics of Su Shi’s personal concern words during the two periods of reign before and after the WPC. The results of the frequency statistics of the six sub-categories of personal concern words show that there are significant differences of work words, entertainment words, money wordsand death words. Among them, the frequency of work words increased significantly(p<0.05) during the reign periods after the WPC, and the frequency of entertainment words decreased (p<0.05), which is consistent with historical records after Su Shi’s recovery. Consistent with the working status.Study 4 used the Big Five personality prediction model trained by Xing Fugui and others from the Computational CyberPsychology Lab of the Institute of Psychology,Chinese Academy of Sciences, based on CC-LIWC word frequency data and transfer learning methods, and substituted two sets of word frequency data before and after the WPC into the model. Obtain two sets of Big Five personality prediction scores. The results show that the conscientiousness score has been greatly improved after the WPC,and presents a very high level; the openness characteristic is at a high level before and after the WPC; the difference of agreeableness before and after the WPC is not big. This prediction result is more consistent with Su Shi’s public image, and the changes after the WPC can reflect Su Shi's devotion to work during his second time in reign.Four studies, CC-LIWC word frequency measurement combined with statistical methods, provide a quantifiable, retrospective, and verifiable data result, proving that Su Shi’s ambitions in his native land emotion and religious pursuit tend to vary from time to time.The data results of the personality prediction model intuitively demonstrate Su Shi’s personality traits, and also confirm the consistent good impression that Su Shi left on future generations.
关键词苏轼 乌台诗案 文言 LIWC 数字化心理 儒释道
学位类型硕士
语种中文
学位名称理学硕士(同等学力硕士)
学位专业应用心理学
学位授予单位中国科学院心理研究所
学位授予地点中国科学院心理研究所
文献类型学位论文
条目标识符https://ir.psych.ac.cn/handle/311026/41583
专题社会与工程心理学研究室
推荐引用方式
GB/T 7714
马锐. 基于文言分析的乌台诗案前后苏轼心理变化研究——从心理语义和人格特征的角度[D]. 中国科学院心理研究所. 中国科学院心理研究所,2021.
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